The terms and conditions of Research and Recommendation Services are detailed in the terms and conditions document. Please refer to the same for complete details. The particulars provided in this Information Document have been prepared in accordance with the SEBI (Research Analyst) Regulations, 2014.
The purpose of this document is to provide essential information regarding the research and advisory services offered by Laurel Financial Services, to assist and enable potential clients to make an informed decision before availing or participating in research and recommendation services.
For the purpose of this Disclosure Document, Laurel Financial Services, a SEBI-registered Research Analyst (hereinafter referred to as the “Research Analyst”), is the entity providing research and recommendation services.
History, Present Business, and Background
Laurel Financial Services is registered with the Securities and Exchange Board of India (SEBI) as a Research Analyst under Registration No. INH000023904 and is engaged in providing research and recommendation services in compliance with applicable SEBI regulations.
The primary focus of the Research Analyst is to deliver research-based insights and recommendations to clients. Laurel Financial Services aligns its interests with those of its clients and strives to provide services best suited to their investment objectives and risk profiles.
The terms and conditions governing the Research and Recommendation Services are detailed in a separate document. Clients are advised to review the same carefully.
No penalties or directions have been issued by SEBI under the SEBI Act or regulations framed thereunder against the Research Analyst in relation to research analyst services.
There are no pending material legal disputes, legal proceedings, inspection findings, or investigations initiated by any regulatory authority against the Research Analyst or its employees.
Not applicable.
The Research Analyst may have financial interest or actual/beneficial ownership in the securities recommended in its personal portfolio. Relevant disclosures, if any, shall be made at the time of providing advice.
There are no actual or potential conflicts of interest arising from any association with issuers of securities that may impair objectivity or independence. Any such conflict, if it arises, shall be disclosed to the client.
The Research Analyst, its employees, or associates have not received any payment from the subject company in the past 12 months.
The Research Analyst, its employees, or associates have not managed or co-managed any public offering of the subject company in the past 12 months.
The Research Analyst, its employees, or associates have not received any compensation for merchant banking, brokerage, or other financial services from the subject company in the past 12 months.
The Research Analyst, its employees, or associates have not received any compensation or benefits from the subject company or any third party in connection with research reports or recommendations.
The subject company was not a client of the Research Analyst, its employees, or associates during the twelve months preceding the distribution of the research report or recommendation.
The Research Analyst, its employees, or associates have not served as officers, directors, or employees of the subject company.
The Research Analyst has not been engaged in any market-making activity for the subject company.
Laurel Financial Services
SEBI Registration No.: INH000023904
BSE Enlistment No.: —
Contact Number: 8225000076
Compliance Officer: Ali
Compliance Officer Contact: 9179624120
All Rights Reserved.
We would also like to highlight that investments in the securities market are inherently risky and subject to market fluctuations. Registration with SEBI and certification from NISM do not in any manner guarantee the performance of the Research Advisor or assure any returns to clients.
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