| Sr. No. | Received from | Pending at the end of last month | Received | Total Pending# | Pending complaints > 3 months | Average Resolution time^ (in days) |
|---|---|---|---|---|---|---|
| 1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 |
| 2 | SEBI (SCORE S) | 0 | 0 | 0 | 0 | 0 |
| 3 | Other Sources (if any) | 0 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 | 0 |
| Sr. No | Month | Carried forward from the previous month | Received | Resolved | Pending |
|---|---|---|---|---|---|
| 1 | March 25 | 0 | 0 | 0 | 0 |
| 2 | April 25 | 0 | 0 | 0 | 0 |
| 3 | May 25 | 0 | 0 | 0 | 0 |
| 4 | June 25 | 0 | 0 | 0 | 0 |
| 5 | July 25 | 0 | 0 | 0 | 0 |
| 6 | August 25 | 0 | 0 | 0 | 0 |
| 7 | September 25 | 0 | 0 | 0 | 0 |
| 8 | October 25 | 0 | 0 | 0 | 0 |
| 9 | November 25 | 1 | 1 | 1 | 0 |
| Total | 1 | 1 | 0 |
| Sr. No | Year | Carried forward from previous year | Received | Resolved | Pending |
|---|---|---|---|---|---|
| 1 | 2025-2026 | 0 | 1 | 1 | 0 |
| Grand Total | 0 | 1 | 1 | 0 |
| Sr.No | Financial Year | Compliance Audit Status | Remarks, If any |
|---|---|---|---|
| 1 | FY 2025-2026 | NA | 0 |
We would also like to highlight that investments in the securities market are inherently risky and subject to market fluctuations. Registration with SEBI and certification from NISM do not in any manner guarantee the performance of the Research Advisor or assure any returns to clients.
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